“Banking is fundamentally about trust. It is shaped by colleagues, clients, regulators, and competitors who constantly challenge you to lead with clarity and strategic thinking.”
— Sergio Ermotti, UBS Group CEO

SOLUTIONS

  • Design and Implementation of strategic framework for Financial Crimes

    Transformation of Financial Crimes function

    Managed services for Fin Crime

    Implement structured and sustainable solutions to projects designed to meet regulatory expectations

    Develop and implement next-gen tech-based solutions for Financial Crimes such as the use of Generative AI

  • Fractional CCO, CISO, CAE and fractional BSA AML Officers for FinTech, Regional Banks, Credit Unions, RIA’s and other Financial Services Organizations

  • Support the design and implementation for regulatory remediation activity.

    Support the design and implementation of compliance function transformation

  • Automation of compliance controls, processes and testing/Monitoring

  • Design and Implementation of strategic compliance framework

    Outsourced managed services for Chief Compliance Officers

    Independent Testing (both 2LOD and 3LOD)

    Regulatory exam preparation and on-going support during the exam

    Automation of Compliance Functions through innovative solutions

What our clients say about us…

  • "What impressed me most wasn't just their thorough understanding of the regulatory landscape—it was how they aligned compliance strategies with our growth objectives. Their team worked alongside our product developers, creating compliance frameworks that enabled innovation rather than restricting it. They identified regulatory pathways that actually accelerated our time-to-market in three key states. De Risk Partners stands apart because they view compliance as a business enabler rather than just a necessary cost center. "

    CEO of Fintech

  • "In my 25 years of banking leadership, I've never encountered a compliance firm that so thoroughly integrates with business strategy."

    CEO of Regional Bank

  • "Rather than implementing generic frameworks, they conducted a comprehensive analysis of our specific risk profile and business objectives. Their customized BSA/AML program not only satisfied regulatory expectations but optimized resource allocation based on our actual risk exposure. This targeted approach allowed us to redirect significant resources toward strategic initiatives while improving our examination outcomes. They're not just compliance consultants—they're strategic partners who understand banking operations from the ground up."

    Chief Compliance Officer at a Nationally Chartered Bank

  • "Our credit union serves a diverse membership with unique financial needs, and de Risk Partners recognized from day one that we required a different approach than larger financial institutions. They developed compliance solutions specifically calibrated to our member service philosophy and resource constraints. Their team worked directly with our member service representatives, creating compliance procedures that enhanced rather than hindered our member experience. The regulatory technology tools they recommended were selected for their scalability and alignment with our strategic plan, not just their technical capabilities. Most consultants sell pre-packaged solutions—de Risk Partners built a compliance program that strengthened our distinctive credit union identity and contributed to our highest member satisfaction scores in a decade."New List Item

    Chief Compliance Officer at Credit Union

  • "Operating in the cryptocurrency space means navigating evolving regulatory frameworks across multiple jurisdictions. De Risk Partners didn't just help us achieve compliance—they positioned us to anticipate regulatory developments and adapt proactively. Their team demonstrated remarkable expertise in both traditional financial regulations and emerging digital asset frameworks. They helped us implement compliance controls that provided regulatory assurance while preserving the speed and innovation our users expect. Most valuable was their ability to engage productively with regulators on our behalf, establishing credibility that directly contributed to approval of our operations in two additional states where competitors have struggled. Their partnership has been instrumental in maintaining our growth trajectory while building trust with both users and regulators in this complex environment."New List Item

    Chief Compliance Officer at Crypto Exchange

We're here to help with any compliance risk management inquiries you may have. Let us know what you need, and we'll make sure to get back to you as soon as possible.

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